Securities Industry Essentials

Learn the market.
Know the boundary.

Focused SIE practice across capital markets, products and risks, trading, customer accounts, prohibited conduct and regulation.

Get the app

Available on Google Play and the App Store.

Items75 + 5scored + unidentified pretest

Time105 mincomputer-delivered

Standard70scaled passing score

Fee$100recheck before enrollment

SIE Prep by RushLabs practice question screen

500 original practice questions4 official sectionsLocal-first progressNo account required

The blueprint

Products carry 44%. Decisions still cross every section.

The current outline allocates 33 of 75 scored items to products and their risks, 23 to trading, accounts and prohibited activities, 12 to capital markets, and 7 to the regulatory framework.

Read the content outline guide

Products & risks44%

Trading, accounts & conduct31%

Capital markets16%

Regulatory framework9%

FINRA 2025 Content Outline · checked 2026-09-18

Inside the app

Practise the distinction. Track the pattern.

Work through original questions, run mixed mock exams and use progress history to return to weak areas.

A SIE practice question — Commit to the rule or relationship.

SIE practice test list — Move into full-section practice.

SIE learning progress screen — Use the pattern behind the score.

Free study guides

Build a market map, not a pile of terms.

Browse all 14 guides

01 · Start here

The SIE exam, without the noise

Understand the current format, what passing means, and the official sources that should anchor your plan.

02 · Enrollment

Who can take the SIE and how enrollment works

Separate open SIE eligibility from the sponsorship required for representative-level qualification exams.

03 · Exam blueprint

Read the four SIE sections as one system

Use FINRA's current weighting to allocate study time without ignoring smaller domains.

04 · Products

Study securities products through risk and investor fit

Connect product mechanics to interest-rate, credit, liquidity, market and tax considerations.

05 · Markets

Capital markets: follow the security from issuer to investor

Organize issuers, underwriters, primary offerings, secondary trading and economic forces into a coherent map.

06 · Trading & accounts

Trading and customer accounts: learn the operational chain

Connect order types, quotes, settlement, returns, ownership and account documentation.

Passing and registration

SIE is a foundation—not a securities license.

Passing alone does not authorize securities activity or qualify someone for FINRA registration. The applicable qualification exam, firm association and other requirements still matter.

Read the FAQ

Make the relationship explainable.

SIE Prep by RushLabs is available now on Google Play.

App availability